AFSL
Company Details
Linkedin ID:
ameriprise-financial-services-llc
Employees number:
17,591
Number of followers:
204,550
NAICS:
52
Industry Type:
Homepage:
ameriprise.com
IP Addresses:
18
Company ID:
AME_3137665
Scan Status:
Completed
Ameriprise Financial Services, LLC Company CyberSecurity Posture
ameriprise.com
At Ameriprise Financial, we have been helping people feel more confident about their financial future for 130 years. With extensive investment advice, asset management and insurance capabilities and a nationwide network of approximately 10,000 financial advisors*, we have the strength and expertise to serve the full range of individual and institutional investors' financial needs. Ameriprise has corporate locations throughout the U.S. and across the globe, and advisor offices in all 50 states. Certain hyperlinks within Ameriprise Financial web sites or social media content may hyperlink to third-party content which we believe to be reliable however, we cannot guarantee its accuracy or completeness. For this reason, we do not endorse any linked third-party content, advertising, advice, opinions, recommendations, or other information; it's merely intended to be provided as a general source of information and is not a solicitation to buy or sell any securities, accounts, or strategies. In addition, any linked third-party content should not be used as the sole basis for any investment decisions, nor should it be construed as a recommendation or advice designed to meet the particular needs of an individual investor. Please seek the advice of a financial advisor regarding your particular financial situation. Investment products are not insured by the FDIC, NCUA or any federal agency, are not deposits or obligations of, or guaranteed by any financial institution, and involve investment risks including possible loss of principal and fluctuation in value. Investment advisory products and services are made available through Ameriprise Financial Services, LLC, a registered investment adviser. Securities offered by Ameriprise Financial Services, LLC. Member FINRA and SIPC. For additional important disclosures on engagement rules, linking to third party content or other risks, please visit: www.ameriprise.com/social *Ameriprise Financial Q1 2024 Earnings Release.
Ameriprise Financial Services, LLC A.I CyberSecurity Scoring
AFSL Risk Score (AI oriented)Between 700 and 749
AFSL
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AFSL Global Score (TPRM)XXXX
AFSL
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- Findings
AFSL Company CyberSecurity News & History
Past Incidents
5
Attack Types
1
Ameriprise Financial Inc.
Breach
Rankiteo Explanation
Attack limited on finance or reputation
Description: The Indiana Office of the Attorney General reported a data breach involving Ameriprise Financial Inc. on November 20, 2019. The breach occurred on November 18, 2019, affecting a total of 1 individual. The breach involved the unauthorized access to personal information, which could potentially lead to financial or reputational damage.
Ameriprise Financial Services, LLC
Breach
Rankiteo Explanation
Attack limited on finance or reputation
Description: The Maine Office of the Attorney General reported a data breach involving Ameriprise Financial, Inc. on January 23, 2023. The breach occurred on January 19, 2023, due to inadvertent disclosure of a personal email containing sensitive information, affecting 2 individuals, specifically involving Social Security Numbers. Identity theft protection services were offered for one year at no charge, administered by EZ Shield, Inc.
Ameriprise Financial, Inc.
Breach
Rankiteo Explanation
Attack with significant impact with internal employee data leaks
Description: The Maine Attorney General's Office reported a data breach involving Ameriprise Financial on April 16, 2025. The breach, discovered on January 27, 2025, was due to insider wrongdoing and potentially affected 4,623 individuals, including 81 residents of Maine. The compromised information included personal data shared by a former advisor during a transition to a different financial firm.
Ameriprise Financial Services, LLC
Breach
Rankiteo Explanation
Attack with significant impact with customers data leaks
Description: The Minnesota Office of the Attorney General reported a data breach involving Ameriprise Financial Services, LLC on May 5, 2025. The breach occurred on April 29, 2025, when an advisor mistakenly sent a document containing personal information, including names, addresses, and Social Security numbers, to their personal email account. The number of affected individuals is currently unknown.
Ameriprise Financial Services, LLC
Breach
Rankiteo Explanation
Attack with significant impact with customers data leaks
Description: Ameriprise Financial, Inc. suffered a data breach after an unauthorized party gained access to its computer network. The breach compromised sensitive consumer data including the names, Social Security numbers and account numbers of certain clients. Ameriprise reported the breach to the authorities and also informed the affected parties.
AFSL Company Scoring based on AI Models
Cyber Incidents Likelihood 3 - 6 - 9 months
A.I Risk Score Likelihood 3 - 6 - 9 months
Underwriter Stats for AFSL
Incidents vs Financial Services Industry Average (This Year)
Ameriprise Financial Services, LLC has 21.95% more incidents than the average of same-industry companies with at least one recorded incident.
Incidents vs All-Companies Average (This Year)
Ameriprise Financial Services, LLC has 29.87% more incidents than the average of all companies with at least one recorded incident.
Incident Types AFSL vs Financial Services Industry Avg (This Year)
Ameriprise Financial Services, LLC reported 1 incidents this year: 0 cyber attacks, 0 ransomware, 0 vulnerabilities, 1 data breaches, compared to industry peers with at least 1 incident.
Incident History — AFSL (X = Date, Y = Severity)
AFSL cyber incidents detection timeline including parent company and subsidiaries
AFSL Company Subsidiaries
At Ameriprise Financial, we have been helping people feel more confident about their financial future for 130 years. With extensive investment advice, asset management and insurance capabilities and a nationwide network of approximately 10,000 financial advisors*, we have the strength and expertise to serve the full range of individual and institutional investors' financial needs. Ameriprise has corporate locations throughout the U.S. and across the globe, and advisor offices in all 50 states. Certain hyperlinks within Ameriprise Financial web sites or social media content may hyperlink to third-party content which we believe to be reliable however, we cannot guarantee its accuracy or completeness. For this reason, we do not endorse any linked third-party content, advertising, advice, opinions, recommendations, or other information; it's merely intended to be provided as a general source of information and is not a solicitation to buy or sell any securities, accounts, or strategies. In addition, any linked third-party content should not be used as the sole basis for any investment decisions, nor should it be construed as a recommendation or advice designed to meet the particular needs of an individual investor. Please seek the advice of a financial advisor regarding your particular financial situation. Investment products are not insured by the FDIC, NCUA or any federal agency, are not deposits or obligations of, or guaranteed by any financial institution, and involve investment risks including possible loss of principal and fluctuation in value. Investment advisory products and services are made available through Ameriprise Financial Services, LLC, a registered investment adviser. Securities offered by Ameriprise Financial Services, LLC. Member FINRA and SIPC. For additional important disclosures on engagement rules, linking to third party content or other risks, please visit: www.ameriprise.com/social *Ameriprise Financial Q1 2024 Earnings Release.
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Frequently Asked Questions
Explore insights on cybersecurity incidents, risk posture, and Rankiteo's assessments.
AFSL CyberSecurity History Information
Official Website of Ameriprise Financial Services, LLC
The official website of Ameriprise Financial Services, LLC is http://www.ameriprise.com/?cid=LinkedInHome.
Ameriprise Financial Services, LLC’s AI-Generated Cybersecurity Score
According to Rankiteo, Ameriprise Financial Services, LLC’s AI-generated cybersecurity score is 706, reflecting their Moderate security posture.
How many security badges does Ameriprise Financial Services, LLC’ have ?
According to Rankiteo, Ameriprise Financial Services, LLC currently holds 0 security badges, indicating that no recognized compliance certifications are currently verified for the organization.
Does Ameriprise Financial Services, LLC have SOC 2 Type 1 certification ?
According to Rankiteo, Ameriprise Financial Services, LLC is not certified under SOC 2 Type 1.
Does Ameriprise Financial Services, LLC have SOC 2 Type 2 certification ?
According to Rankiteo, Ameriprise Financial Services, LLC does not hold a SOC 2 Type 2 certification.
Does Ameriprise Financial Services, LLC comply with GDPR ?
According to Rankiteo, Ameriprise Financial Services, LLC is not listed as GDPR compliant.
Does Ameriprise Financial Services, LLC have PCI DSS certification ?
According to Rankiteo, Ameriprise Financial Services, LLC does not currently maintain PCI DSS compliance.
Does Ameriprise Financial Services, LLC comply with HIPAA ?
According to Rankiteo, Ameriprise Financial Services, LLC is not compliant with HIPAA regulations.
Does Ameriprise Financial Services, LLC have ISO 27001 certification ?
According to Rankiteo,Ameriprise Financial Services, LLC is not certified under ISO 27001, indicating the absence of a formally recognized information security management framework.
Industry Classification of Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC operates primarily in the Financial Services industry.
Number of Employees at Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC employs approximately 17,591 people worldwide.
Subsidiaries Owned by Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC presently has no subsidiaries across any sectors.
Ameriprise Financial Services, LLC’s LinkedIn Followers
Ameriprise Financial Services, LLC’s official LinkedIn profile has approximately 204,550 followers.
NAICS Classification of Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC is classified under the NAICS code 52, which corresponds to Finance and Insurance.
Ameriprise Financial Services, LLC’s Presence on Crunchbase
No, Ameriprise Financial Services, LLC does not have a profile on Crunchbase.
Ameriprise Financial Services, LLC’s Presence on LinkedIn
Yes, Ameriprise Financial Services, LLC maintains an official LinkedIn profile, which is actively utilized for branding and talent engagement, which can be accessed here: https://www.linkedin.com/company/ameriprise-financial-services-llc.
Cybersecurity Incidents Involving Ameriprise Financial Services, LLC
As of December 11, 2025, Rankiteo reports that Ameriprise Financial Services, LLC has experienced 5 cybersecurity incidents.
Number of Peer and Competitor Companies
Ameriprise Financial Services, LLC has an estimated 30,346 peer or competitor companies worldwide.
What types of cybersecurity incidents have occurred at Ameriprise Financial Services, LLC ?
Incident Types: The types of cybersecurity incidents that have occurred include Breach.
How does Ameriprise Financial Services, LLC detect and respond to cybersecurity incidents ?
Detection and Response: The company detects and responds to cybersecurity incidents through an communication strategy with informed affected parties, and third party assistance with ez shield, inc., and remediation measures with identity theft protection services offered for one year..
Incident Details
Can you provide details on each incident ?
Title: Ameriprise Financial Data Breach
Description: Ameriprise Financial, Inc. suffered a data breach after an unauthorized party gained access to its computer network. The breach compromised sensitive consumer data including the names, Social Security numbers and account numbers of certain clients. Ameriprise reported the breach to the authorities and also informed the affected parties.
Type: Data Breach
Attack Vector: Unauthorized Access
Threat Actor: Unauthorized Party
Title: Data Breach at Ameriprise Financial Inc.
Description: The Indiana Office of the Attorney General reported a data breach involving Ameriprise Financial Inc. on November 20, 2019. The breach occurred on November 18, 2019, affecting a total of 1 individual.
Date Detected: 2019-11-18
Date Publicly Disclosed: 2019-11-20
Type: Data Breach
Title: Ameriprise Financial Data Breach
Description: A data breach involving Ameriprise Financial was reported by the Maine Attorney General's Office on April 16, 2025. The breach, discovered on January 27, 2025, was due to insider wrongdoing and potentially affected 4,623 individuals, including 81 residents of Maine. The compromised information included personal data shared by a former advisor during a transition to a different financial firm.
Date Detected: 2025-01-27
Date Publicly Disclosed: 2025-04-16
Type: Data Breach
Attack Vector: Insider Wrongdoing
Threat Actor: Former Advisor
Title: Data Breach at Ameriprise Financial, Inc.
Description: The Maine Office of the Attorney General reported a data breach involving Ameriprise Financial, Inc. on January 23, 2023. The breach occurred on January 19, 2023, due to inadvertent disclosure of a personal email containing sensitive information, affecting 2 individuals, specifically involving Social Security Numbers. Identity theft protection services were offered for one year at no charge, administered by EZ Shield, Inc.
Date Detected: 2023-01-23
Date Publicly Disclosed: 2023-01-23
Type: Data Breach
Attack Vector: Inadvertent Disclosure
Vulnerability Exploited: Human Error
Title: Data Breach at Ameriprise Financial Services, LLC
Description: An advisor mistakenly sent a document containing personal information, including names, addresses, and Social Security numbers, to their personal email account.
Date Detected: 2025-04-29
Date Publicly Disclosed: 2025-05-05
Type: Data Breach
Attack Vector: Human Error
Vulnerability Exploited: Misconfiguration
Threat Actor: Internal
Motivation: Accidental
What are the most common types of attacks the company has faced ?
Common Attack Types: The most common types of attacks the company has faced is Breach.
Impact of the Incidents
What was the impact of each incident ?
Incident : Data Breach AME223321022
Data Compromised: Names, Social security numbers, Account numbers
Incident : Data Breach AME929072525
Data Compromised: Personal Data
Incident : Data Breach AME300072525
Data Compromised: Social security numbers
Identity Theft Risk: High
Incident : Data Breach AME449072625
Data Compromised: Names, Addresses, Social security numbers
What types of data are most commonly compromised in incidents ?
Commonly Compromised Data Types: The types of data most commonly compromised in incidents are Names, Social Security Numbers, Account Numbers, , Personal Data, Social Security Numbers, , Names, Addresses, Social Security Numbers and .
Which entities were affected by each incident ?
Incident : Data Breach AME223321022
Entity Name: Ameriprise Financial, Inc.
Entity Type: Financial Services
Industry: Finance
Incident : Data Breach AME433071725
Entity Name: Ameriprise Financial Inc.
Entity Type: Financial Services
Industry: Finance
Customers Affected: 1
Incident : Data Breach AME929072525
Entity Name: Ameriprise Financial
Entity Type: Financial Services
Industry: Finance
Customers Affected: 4623
Incident : Data Breach AME300072525
Entity Name: Ameriprise Financial, Inc.
Entity Type: Financial Services
Industry: Finance
Customers Affected: 2
Incident : Data Breach AME449072625
Entity Name: Ameriprise Financial Services, LLC
Entity Type: Financial Services
Industry: Finance
Location: Minnesota
Response to the Incidents
What measures were taken in response to each incident ?
Incident : Data Breach AME223321022
Communication Strategy: Informed Affected Parties
Incident : Data Breach AME300072525
Third Party Assistance: Ez Shield, Inc..
Remediation Measures: Identity theft protection services offered for one year
How does the company involve third-party assistance in incident response ?
Third-Party Assistance: The company involves third-party assistance in incident response through EZ Shield, Inc., .
Data Breach Information
What type of data was compromised in each breach ?
Incident : Data Breach AME223321022
Type of Data Compromised: Names, Social security numbers, Account numbers
Sensitivity of Data: High
Incident : Data Breach AME433071725
Number of Records Exposed: 1
Incident : Data Breach AME929072525
Type of Data Compromised: Personal Data
Number of Records Exposed: 4623
Incident : Data Breach AME300072525
Type of Data Compromised: Social security numbers
Number of Records Exposed: 2
Sensitivity of Data: High
Personally Identifiable Information: Social Security Numbers
Incident : Data Breach AME449072625
Type of Data Compromised: Names, Addresses, Social security numbers
Sensitivity of Data: High
What measures does the company take to prevent data exfiltration ?
Prevention of Data Exfiltration: The company takes the following measures to prevent data exfiltration: Identity theft protection services offered for one year, .
Regulatory Compliance
Were there any regulatory violations and fines imposed for each incident ?
Incident : Data Breach AME223321022
References
Where can I find more information about each incident ?
Incident : Data Breach AME433071725
Source: Indiana Office of the Attorney General
Date Accessed: 2019-11-20
Incident : Data Breach AME300072525
Source: Maine Office of the Attorney General
Date Accessed: 2023-01-23
Incident : Data Breach AME449072625
Source: Minnesota Office of the Attorney General
Date Accessed: 2025-05-05
Where can stakeholders find additional resources on cybersecurity best practices ?
Additional Resources: Stakeholders can find additional resources on cybersecurity best practices at and Source: Indiana Office of the Attorney GeneralDate Accessed: 2019-11-20, and Source: Maine Attorney General's OfficeDate Accessed: 2025-04-16, and Source: Maine Office of the Attorney GeneralDate Accessed: 2023-01-23, and Source: Minnesota Office of the Attorney GeneralDate Accessed: 2025-05-05.
Investigation Status
How does the company communicate the status of incident investigations to stakeholders ?
Communication of Investigation Status: The company communicates the status of incident investigations to stakeholders through Informed Affected Parties.
Stakeholder and Customer Advisories
Were there any advisories issued to stakeholders or customers for each incident ?
Incident : Data Breach AME223321022
Post-Incident Analysis
What were the root causes and corrective actions taken for each incident ?
Incident : Data Breach AME300072525
Root Causes: Human Error,
What is the company's process for conducting post-incident analysis ?
Post-Incident Analysis Process: The company's process for conducting post-incident analysis is described as Ez Shield, Inc., .
Additional Questions
General Information
Who was the attacking group in the last incident ?
Last Attacking Group: The attacking group in the last incident were an Unauthorized Party, Former Advisor and Internal.
Incident Details
What was the most recent incident detected ?
Most Recent Incident Detected: The most recent incident detected was on 2019-11-18.
What was the most recent incident publicly disclosed ?
Most Recent Incident Publicly Disclosed: The most recent incident publicly disclosed was on 2025-05-05.
Impact of the Incidents
What was the most significant data compromised in an incident ?
Most Significant Data Compromised: The most significant data compromised in an incident were Names, Social Security Numbers, Account Numbers, , Personal Data, Social Security Numbers, , Names, Addresses, Social Security numbers and .
Response to the Incidents
What third-party assistance was involved in the most recent incident ?
Third-Party Assistance in Most Recent Incident: The third-party assistance involved in the most recent incident was ez shield, inc., .
Data Breach Information
What was the most sensitive data compromised in a breach ?
Most Sensitive Data Compromised: The most sensitive data compromised in a breach were Social Security numbers, Personal Data, Addresses, Account Numbers, Social Security Numbers and Names.
What was the number of records exposed in the most significant breach ?
Number of Records Exposed in Most Significant Breach: The number of records exposed in the most significant breach was 468.0.
References
What is the most recent source of information about an incident ?
Most Recent Source: The most recent source of information about an incident are Indiana Office of the Attorney General, Maine Office of the Attorney General, Maine Attorney General's Office and Minnesota Office of the Attorney General.
Stakeholder and Customer Advisories
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Latest Global CVEs (Not Company-Specific)
Description
FreePBX Endpoint Manager is a module for managing telephony endpoints in FreePBX systems. Versions prior to 16.0.96 and 17.0.1 through 17.0.9 have a weak default password. By default, this is a 6 digit numeric value which can be brute forced. (This is the app_password parameter). Depending on local configuration, this password could be the extension, voicemail, user manager, DPMA or EPM phone admin password. This issue is fixed in versions 16.0.96 and 17.0.10.
Risk Information
cvss4
Base: 6.9
Severity: LOW
CVSS:4.0/AV:N/AC:L/AT:N/PR:N/UI:N/VC:L/VI:L/VA:N/SC:N/SI:N/SA:N/E:X/CR:X/IR:X/AR:X/MAV:X/MAC:X/MAT:X/MPR:X/MUI:X/MVC:X/MVI:X/MVA:X/MSC:X/MSI:X/MSA:X/S:X/AU:X/R:X/V:X/RE:X/U:X
Description
Neuron is a PHP framework for creating and orchestrating AI Agents. In versions 2.8.11 and below, the MySQLWriteTool executes arbitrary SQL provided by the caller using PDO::prepare() + execute() without semantic restrictions. This is consistent with the name (“write tool”), but in an LLM/agent context it becomes a high-risk capability: prompt injection or indirect prompt manipulation can cause execution of destructive queries such as DROP TABLE, TRUNCATE, DELETE, ALTER, or privilege-related statements (subject to DB permissions). Deployments that expose an agent with MySQLWriteTool enabled to untrusted input and/or run the tool with a DB user that has broad privileges are impacted. This issue is fixed in version 2.8.12.
Risk Information
cvss3
Base: 9.4
Severity: LOW
CVSS:3.1/AV:N/AC:L/PR:N/UI:N/S:U/C:L/I:H/A:H
Description
Neuron is a PHP framework for creating and orchestrating AI Agents. Versions 2.8.11 and below use MySQLSelectTool, which is vulnerable to Read-Only Bypass. MySQLSelectTool is intended to be a read-only SQL tool (e.g., for LLM agent querying, however, validation based on the first keyword (e.g., SELECT) and a forbidden-keyword list does not block file-writing constructs such as INTO OUTFILE / INTO DUMPFILE. As a result, an attacker who can influence the tool input (e.g., via prompt injection through a public agent endpoint) may write arbitrary files to the DB server if the MySQL/MariaDB account has the FILE privilege and server configuration permits writes to a useful location (e.g., a web-accessible directory). This issue is fixed in version 2.8.12.
Risk Information
cvss3
Base: 8.2
Severity: LOW
CVSS:3.1/AV:N/AC:L/PR:N/UI:N/S:U/C:L/I:H/A:N
Description
Okta Java Management SDK facilitates interactions with the Okta management API. In versions 11.0.0 through 20.0.0, race conditions may arise from concurrent requests using the ApiClient class. This could cause a status code or response header from one request’s response to influence another request’s response. This issue is fixed in version 20.0.1.
Risk Information
cvss3
Base: 8.4
Severity: HIGH
CVSS:3.1/AV:N/AC:H/PR:L/UI:N/S:C/C:H/I:H/A:L
Description
The Auth0 Next.js SDK is a library for implementing user authentication in Next.js applications. When using versions 4.11.0 through 4.11.2 and 4.12.0, simultaneous requests on the same client may result in improper lookups in the TokenRequestCache for the request results. This issue is fixed in versions 4.11.2 and 4.12.1.
Risk Information
cvss3
Base: 5.4
Severity: HIGH
CVSS:3.1/AV:N/AC:H/PR:L/UI:R/S:U/C:H/I:L/A:N
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Incident
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Digital Assets
Every week, Rankiteo analyzes billions of signals to give organizations a sharper, faster view of emerging risks. With deeper, more actionable intelligence at their fingertips, security teams can outpace threat actors, respond instantly to Zero-Day attacks, and dramatically shrink their risk exposure window.
These are some of the factors we use to calculate the overall score:
Network Security
Identify exposed access points, detect misconfigured SSL certificates, and uncover vulnerabilities across the network infrastructure.
SBOM (Software Bill of Materials)
Gain visibility into the software components used within an organization to detect vulnerabilities, manage risk, and ensure supply chain security.
CMDB (Configuration Management Database)
Monitor and manage all IT assets and their configurations to ensure accurate, real-time visibility across the company's technology environment.
Threat Intelligence
Leverage real-time insights on active threats, malware campaigns, and emerging vulnerabilities to proactively defend against evolving cyberattacks.
Rankiteo is a unified scoring and risk platform that analyzes billions of signals weekly to help organizations gain faster, more actionable insights into emerging threats. Empowering teams to outpace adversaries and reduce exposure.
