Comparison Overview

Morgan Stanley

VS

Ameriprise Financial Services, LLC

Morgan Stanley

1585 Broadway, None, New York, NY, US, 10036
Last Update: 2025-12-09
Between 800 and 849

Morgan Stanley (NYSE: MS) is a leading global financial services firm providing a wide range of investment banking, securities, wealth management and investment management services. With offices in 42 countries, our firm's employees serve clients worldwide including corporations, governments, institutions and individuals. We are committed to maintaining the first-class service and high standard of excellence that have always defined the firm and everything we do is guided by our five core values: Do the right thing, put clients first, lead with exceptional ideas, commit to diversity and inclusion, and give back.

NAICS: 52
NAICS Definition: Finance and Insurance
Employees: 94,632
Subsidiaries: 5
12-month incidents
0
Known data breaches
3
Attack type number
2

Ameriprise Financial Services, LLC

707 2nd Ave S, Minneapolis, MN, US, 55402
Last Update: 2025-12-11

At Ameriprise Financial, we have been helping people feel more confident about their financial future for 130 years. With extensive investment advice, asset management and insurance capabilities and a nationwide network of approximately 10,000 financial advisors*, we have the strength and expertise to serve the full range of individual and institutional investors' financial needs.  Ameriprise has corporate locations throughout the U.S. and across the globe, and advisor offices in all 50 states.  Certain hyperlinks within Ameriprise Financial web sites or social media content may hyperlink to third-party content which we believe to be reliable however, we cannot guarantee its accuracy or completeness. For this reason, we do not endorse any linked third-party content, advertising, advice, opinions, recommendations, or other information; it's merely intended to be provided as a general source of information and is not a solicitation to buy or sell any securities, accounts, or strategies. In addition, any linked third-party content should not be used as the sole basis for any investment decisions, nor should it be construed as a recommendation or advice designed to meet the particular needs of an individual investor. Please seek the advice of a financial advisor regarding your particular financial situation.   Investment products are not insured by the FDIC, NCUA or any federal agency, are not deposits or obligations of, or guaranteed by any financial institution, and involve investment risks including possible loss of principal and fluctuation in value. Investment advisory products and services are made available through Ameriprise Financial Services, LLC, a registered investment adviser.    Securities offered by Ameriprise Financial Services, LLC. Member FINRA and SIPC. For additional important disclosures on engagement rules, linking to third party content or other risks, please visit: www.ameriprise.com/social  *Ameriprise Financial Q1 2024 Earnings Release.

NAICS: 52
NAICS Definition: Finance and Insurance
Employees: 17,591
Subsidiaries: 0
12-month incidents
1
Known data breaches
5
Attack type number
1

Compliance Badges Comparison

Security & Compliance Standards Overview

https://images.rankiteo.com/companyimages/morgan-stanley.jpeg
Morgan Stanley
ISO 27001
ISO 27001 certification not verified
Not verified
SOC2 Type 1
SOC2 Type 1 certification not verified
Not verified
SOC2 Type 2
SOC2 Type 2 certification not verified
Not verified
GDPR
GDPR certification not verified
Not verified
PCI DSS
PCI DSS certification not verified
Not verified
HIPAA
HIPAA certification not verified
Not verified
https://images.rankiteo.com/companyimages/ameriprise-financial-services-llc.jpeg
Ameriprise Financial Services, LLC
ISO 27001
ISO 27001 certification not verified
Not verified
SOC2 Type 1
SOC2 Type 1 certification not verified
Not verified
SOC2 Type 2
SOC2 Type 2 certification not verified
Not verified
GDPR
GDPR certification not verified
Not verified
PCI DSS
PCI DSS certification not verified
Not verified
HIPAA
HIPAA certification not verified
Not verified
Compliance Summary
Morgan Stanley
100%
Compliance Rate
0/4 Standards Verified
Ameriprise Financial Services, LLC
0%
Compliance Rate
0/4 Standards Verified

Benchmark & Cyber Underwriting Signals

Incidents vs Financial Services Industry Average (This Year)

No incidents recorded for Morgan Stanley in 2025.

Incidents vs Financial Services Industry Average (This Year)

Ameriprise Financial Services, LLC has 21.95% more incidents than the average of same-industry companies with at least one recorded incident.

Incident History — Morgan Stanley (X = Date, Y = Severity)

Morgan Stanley cyber incidents detection timeline including parent company and subsidiaries

Incident History — Ameriprise Financial Services, LLC (X = Date, Y = Severity)

Ameriprise Financial Services, LLC cyber incidents detection timeline including parent company and subsidiaries

Notable Incidents

Last 3 Security & Risk Events by Company

https://images.rankiteo.com/companyimages/morgan-stanley.jpeg
Morgan Stanley
Incidents

Date Detected: 02/2022
Type:Cyber Attack
Attack Vector: Vishing
Motivation: Financial gain
Blog: Blog

Date Detected: 07/2021
Type:Breach
Attack Vector: Ransomware attack via third-party vendor
Blog: Blog

Date Detected: 1/2021
Type:Breach
Attack Vector: Unauthorized Access
Blog: Blog
https://images.rankiteo.com/companyimages/ameriprise-financial-services-llc.jpeg
Ameriprise Financial Services, LLC
Incidents

Date Detected: 4/2025
Type:Breach
Attack Vector: Human Error
Motivation: Accidental
Blog: Blog

Date Detected: 1/2023
Type:Breach
Attack Vector: Inadvertent Disclosure
Blog: Blog

Date Detected: 06/2022
Type:Breach
Attack Vector: Unauthorized Access
Blog: Blog

FAQ

Morgan Stanley company demonstrates a stronger AI Cybersecurity Score compared to Ameriprise Financial Services, LLC company, reflecting its advanced cybersecurity posture governance and monitoring frameworks.

Ameriprise Financial Services, LLC company has faced a higher number of disclosed cyber incidents historically compared to Morgan Stanley company.

In the current year, Ameriprise Financial Services, LLC company has reported more cyber incidents than Morgan Stanley company.

Neither Ameriprise Financial Services, LLC company nor Morgan Stanley company has reported experiencing a ransomware attack publicly.

Both Ameriprise Financial Services, LLC company and Morgan Stanley company have disclosed experiencing at least one data breach.

Morgan Stanley company has reported targeted cyberattacks, while Ameriprise Financial Services, LLC company has not reported such incidents publicly.

Neither Morgan Stanley company nor Ameriprise Financial Services, LLC company has reported experiencing or disclosing vulnerabilities publicly.

Neither Morgan Stanley nor Ameriprise Financial Services, LLC holds any compliance certifications.

Neither company holds any compliance certifications.

Morgan Stanley company has more subsidiaries worldwide compared to Ameriprise Financial Services, LLC company.

Morgan Stanley company employs more people globally than Ameriprise Financial Services, LLC company, reflecting its scale as a Financial Services.

Neither Morgan Stanley nor Ameriprise Financial Services, LLC holds SOC 2 Type 1 certification.

Neither Morgan Stanley nor Ameriprise Financial Services, LLC holds SOC 2 Type 2 certification.

Neither Morgan Stanley nor Ameriprise Financial Services, LLC holds ISO 27001 certification.

Neither Morgan Stanley nor Ameriprise Financial Services, LLC holds PCI DSS certification.

Neither Morgan Stanley nor Ameriprise Financial Services, LLC holds HIPAA certification.

Neither Morgan Stanley nor Ameriprise Financial Services, LLC holds GDPR certification.

Latest Global CVEs (Not Company-Specific)

Description

FreePBX Endpoint Manager is a module for managing telephony endpoints in FreePBX systems. Versions prior to 16.0.96 and 17.0.1 through 17.0.9 have a weak default password. By default, this is a 6 digit numeric value which can be brute forced. (This is the app_password parameter). Depending on local configuration, this password could be the extension, voicemail, user manager, DPMA or EPM phone admin password. This issue is fixed in versions 16.0.96 and 17.0.10.

Risk Information
cvss4
Base: 6.9
Severity: LOW
CVSS:4.0/AV:N/AC:L/AT:N/PR:N/UI:N/VC:L/VI:L/VA:N/SC:N/SI:N/SA:N/E:X/CR:X/IR:X/AR:X/MAV:X/MAC:X/MAT:X/MPR:X/MUI:X/MVC:X/MVI:X/MVA:X/MSC:X/MSI:X/MSA:X/S:X/AU:X/R:X/V:X/RE:X/U:X
Description

Neuron is a PHP framework for creating and orchestrating AI Agents. In versions 2.8.11 and below, the MySQLWriteTool executes arbitrary SQL provided by the caller using PDO::prepare() + execute() without semantic restrictions. This is consistent with the name (“write tool”), but in an LLM/agent context it becomes a high-risk capability: prompt injection or indirect prompt manipulation can cause execution of destructive queries such as DROP TABLE, TRUNCATE, DELETE, ALTER, or privilege-related statements (subject to DB permissions). Deployments that expose an agent with MySQLWriteTool enabled to untrusted input and/or run the tool with a DB user that has broad privileges are impacted. This issue is fixed in version 2.8.12.

Risk Information
cvss3
Base: 9.4
Severity: LOW
CVSS:3.1/AV:N/AC:L/PR:N/UI:N/S:U/C:L/I:H/A:H
Description

Neuron is a PHP framework for creating and orchestrating AI Agents. Versions 2.8.11 and below use MySQLSelectTool, which is vulnerable to Read-Only Bypass. MySQLSelectTool is intended to be a read-only SQL tool (e.g., for LLM agent querying, however, validation based on the first keyword (e.g., SELECT) and a forbidden-keyword list does not block file-writing constructs such as INTO OUTFILE / INTO DUMPFILE. As a result, an attacker who can influence the tool input (e.g., via prompt injection through a public agent endpoint) may write arbitrary files to the DB server if the MySQL/MariaDB account has the FILE privilege and server configuration permits writes to a useful location (e.g., a web-accessible directory). This issue is fixed in version 2.8.12.

Risk Information
cvss3
Base: 8.2
Severity: LOW
CVSS:3.1/AV:N/AC:L/PR:N/UI:N/S:U/C:L/I:H/A:N
Description

Okta Java Management SDK facilitates interactions with the Okta management API. In versions 11.0.0 through 20.0.0, race conditions may arise from concurrent requests using the ApiClient class. This could cause a status code or response header from one request’s response to influence another request’s response. This issue is fixed in version 20.0.1.

Risk Information
cvss3
Base: 8.4
Severity: HIGH
CVSS:3.1/AV:N/AC:H/PR:L/UI:N/S:C/C:H/I:H/A:L
Description

The Auth0 Next.js SDK is a library for implementing user authentication in Next.js applications. When using versions 4.11.0 through 4.11.2 and 4.12.0, simultaneous requests on the same client may result in improper lookups in the TokenRequestCache for the request results. This issue is fixed in versions 4.11.2 and 4.12.1.

Risk Information
cvss3
Base: 5.4
Severity: HIGH
CVSS:3.1/AV:N/AC:H/PR:L/UI:R/S:U/C:H/I:L/A:N